(This post was published earlier this year, but is still very relevant for investment advisors considering a social media program.) “Social media is landscape-shifting” states the U.S. Securities & Exchange Commission in a National Examination Risk Alert, titled “Investment Adviser ...
social media policy
When most people think of the National Labor Relations Board (NLRB), if they ever do, they think of a federal government agency charged with investigating and stopping unfair labor practices. But the agency’s mandate isn’t limited to unionized shops. In ...
Before you get into your car, hop onto your bicycle, or load up the boat, you’ve made decisions about where you’re going and how you’re going to get there. You also understand the laws of operating your vehicle. The process ...
There’s a reason for traffic laws. No matter what you drive—a motorcycle, a minivan, a pick-up, or whatever—imagine the chaos if everyone just did their own thing. Social media is not much different. It’s a sports car capable of zero to ...
