A top Morgan Stanley Smith Barney compliance officer said recently the company has been surprised to discover that its financial advisors in their 50s and 60s were achieving more success in the use of social media than younger advisors. The ...
After two years of allowing FINRA to lead, the U.S. Securities & Exchange Commission finally issued its first major pronouncement about the use of social media in the securities industry. In fact, it was a four-part proclamation: a National Examination ...
Often overlooked in a discussion of social media archiving is how it may be necessary to protect you and your firm in case of a civil litigation lawsuit that can result in fines, sanctions, and reputational damage. According to a ...
Coming off the news that Morgan Stanley Smith Barney will allow its 17,800 financial advisers to use LinkedIn & Twitter in six months, the question is: when will Morgan Stanley Investment Management permit its asset managers to do the same? ...


