• http://www.facebook.com/people/David-Cho/695372976 David Cho

    wonder if their fallback will be to mimic FINRA guidlines…even IIROC is taking their lead from them.

    • http://twitter.com/sthepeterson Scott Peterson

      Hi, David. I suspect the states will take the lead from FINRA. But as far as IIROC is concerned, they are going beyond anything FINRA has done so far by asking for comments in the draft proposal. Nice to get feedback.

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